New Mexico
Restoration of Rights & Record Relief

Vote : Persons convicted of “a felonious or infamous crime” are ineligible to vote and hold office unless “restored to political rights.” N.M. Const. art. VII, §§ 1, 2. See also State ex rel. King v. Sloan, 253 P.3d 33, 36-37 (N.M. 2011) (status as qualified elector ends upon conviction of felony, and ability to hold public office ceases at the same time). Effective July 1, 2023, a provision cancelling voter eligibility upon conviction is repealed, and another revised to make a person ineligible to vote only “ while imprisoned in a correctional facility as part of a sentence for a felony conviction.” N.M. Stat. Ann. §§ 1-4-4, 1-4-27.1(A), revised by HB4. 1 In addition, § 1-4-27.1(B) facilitates registration of those leaving prison:

During the reentry phase of an inmate’s sentence, if the inmate is a voter or otherwise a qualified elector, the inmate shall be given an opportunity to register to vote or update an existing registration by means of a transaction with the motor vehicle division of the taxation and revenue department prior to the inmate’s release from custody.

Office : The right to hold office is lost upon conviction, and may be restored after completion of sentence by a pardon or restoration of rights from the governor, N.M. Stat. Ann. § 31-13-1(E). See also United States v. Reese, 326 P.3d 454 (N.M. 2014) (completion of conditions of deferred sentence and discharge restores all civil rights). Restoration of civil rights, including the right to hold office, is available from the governor to federal and out-of-state offenders. See Lopez v. Kase, 126 N.M. 733 (1999).

Jury : Persons convicted of a felony offenders are ineligible for jury service until completion of sentence. N.M. Stat. Ann. § 38-5-1.

B. Firearms

It is unlawful for a person convicted of a felony to receive, transport or possess any firearm or destructive device for ten years after completion of sentence, including probation. See N.M. Stat. Ann. § 30-7-16(A). See also id. at (C)(2) (defining “felon” as someone for whom “less than ten years have passed since the person completed serving his sentence or period of probation for the felony conviction,” who has not been pardoned for the felony conviction, or who “has not received a deferred sentence”). See also State v. Sundeen, 17 P.3d 1019, 1020 (N.M. 2001) (definition of “felon” requires that person have been convicted and sentenced to a year or more of imprisonment; court looks to the actual sentence imposed not the maximum sentence authorized under the statute). Firearms rights are not lost if sentencing was deferred pursuant to § 31-20-9, and the person has successfully completed the period of deferment. § 30-7-16; N.M. A.G. Op. No. 85-29 (1985). If lost, firearms rights may be regained prior to the ten-year period through a governor’s pardon, though the governor may also decline to restore firearms rights in an otherwise unconditional pardon. See N.M. A.G. Op. No. 92-09 (1992); 1992 N.M. AG Lexis 9. The governor may, in his discretion, release New Mexico offenders from federal firearms disabilities as well as the provisions of § 30-7-16; however, the governor cannot release those convicted under federal law or by another state from federal firearms restrictions. See id.; see also Beecham v. United States, 511 U.S. 368 (1994). Those who successfully complete probation pursuant to a deferred adjudication disposition automatically regain civil rights, including firearms rights, and are thus not subject to federal prosecution under the federal firearms laws. United States v. Reese, No. 33,950, N.M. Sup. Ct. (May 1, 2014).

C. Juvenile dispositions

Juvenile dispositions do not “impose any civil disabilities ordinarily resulting from conviction of a crime nor shall it operate to disqualify the child in any civil service application or appointment.” N.M. Stat. Ann. § 32A-2-18.

II. Pardon policy & practice

A. Authority

The pardon power rests exclusively with the governor. N.M. Const. art. V, § 6 (“Subject to such regulations as may be prescribed by law, the governor shall have power to grant reprieves and pardons, after conviction for all offenses except treason and in cases of impeachment.”); see also N.M. Stat. Ann. § 31-13-1(E). The governor’s power extends to all state offenses but does not include convictions for violations of municipal ordinances. See Executive Clemency Guidelines § I, available at https://www.governor.state.nm.us/wp-content/uploads/2019/05/Executive-Clemency-Guidelines_Final.pdf. The general guidelines on pardons and other forms of clemency applied by Governor Michelle Lujan Grisham are summarized on the New Mexico governor’s website at https://www.governor.state.nm.us/wp-content/uploads/2019/05/Executive-Clemency-Guidelines_Final.pdf.

B. Administration

The New Mexico Parole Board is authorized to investigate requests for pardon, at the request of the governor. N.M. Stat. Ann. § 31-21-17.

C. Eligibility

Those who have completed their sentences and have been discharged from supervision may apply for a pardon to restore civil rights after an additional waiting period. Executive Clemency Guidelines, supra § II. Per the guidelines established by Governor Lujan Grisham in 2019, applications may be submitted for any offense, but “[o]rdinarily, pardon requests for applicants convicted of misdemeanors, DWI offenses, multiple felony convictions, sexual offenses, and violent offenses or physical abuse involving minor children will not be granted.” Executive Clemency Guidelines § II.A 2 Under these guidelines, applicants with a felony conviction must remain free from arrest for five to ten years following discharge from supervision, depending upon the seriousness of the offense. 3 The Governor will not normally consider a case with successful completion of a suspended or deferred sentence, because the person has already had their rights restored in New Mexico by operation of law, but “if for some reason a completed suspended or deferred sentence causes a serious impairment to an individual’s liberty or constitutional rights that can be remedied through a pardon, the Governor will consider granting a pardon.” Id.

D. Effect

A pardon restores rights of citizenship and relieves other legal disabilities under state law. A pardon does not expunge arrest or conviction records, and does not preclude use of a conviction as a predicate offense to enhance a subsequent sentence. Shankle v. Woodruff, 324 P.2d 1017, 1020-21 (N.M. 1958) (holding pardon does not prevent use of prior conviction for habitual offender sentencing). “[A]pplicants seeking to restore the right to bear arms must specifically request this when applying” and “must then wait an additional year to apply for the right to bear arms.” Executive Clemency Guidelines § II.A., n.10. Regarding federal law, the Guidelines explain that “[a]lthough the Governor cannot commute a sentence imposed under federal law or restore an individual’s rights under federal law, the Governor may restore an individual convicted under federal law to full citizenship rights under New Mexico law.” Id. § I.

E. Process

The executive clemency application form (updated April 2019) is available on the governor’s website: https://www.governor.state.nm.us/wp-content/uploads/2019/05/Executive-Clemency-Application-with-Instructions.pdf. The process is spelled out in § IV of Executive Clemency Guidelines. Completed application forms must be submitted to the governor’s office by mail (not electronically), and the governor may then forward it to the Parole Board for investigation and recommendation. The Parole Board will examine the request to determine whether it meets the criteria set forth in the guidelines; if not, the Parole Board will notify the applicant and the governor and no further action will be taken (however, Parole Board recommendations are not binding). Otherwise, the Parole Board will call for a field investigation by the Corrections Department. The Parole Board or the governor may also request input from the sentencing judge and/or prosecuting attorney. After reviewing all materials, the governor will decide whether to grant clemency. Applicants must include a letter stating the facts of the crime and the reasons for requesting pardon, arrest records, and certified court documentation. See Application Form. If an applicant is denied a pardon, the applicant is not eligible to reapply until four years following the date of the application. Executive Clemency Guidelines, § IV. Applicants who were denied a pardon by a prior administration are eligible to reapply two years after the date of the original application. Id.

F. Criteria and standards

The 2019 guidelines call for a “holistic review” of each applicant’s case for pardon:

Governor’s pardoning power should only be exercised when doing so is in the interests of justice and equity. In making this determination, the Governor employs a holistic review that gives due consideration to the nature of the underlying offense and the applicant’s role in the underlying offense, the impact of the crime on any victim(s) and society as a whole, and any other factors weighing on the fundamental fairness of granting a pardon to the applicant.

Executive Clemency Guidelines § III. 4 Applicants should include any significant achievements and evidence of good citizenship (i.e. charitable and civic contributions, voluntary community service activities, military service, and educational degrees or professional certificates), and the governor “will view favorably any civic contributions and educational accomplishments of applicants both prior to and after conviction.” In addition, the governor will consider “whether the applicant has been a law-abiding citizen and a productive member of society after their conviction,” giving consideration will be given to consistent employment and lack of a criminal record after discharge, and the governor “will weigh whether the applicant has demonstrated personal growth.” Applicants should provide any information they feel “shows personal development and positive life changes since the commission of the offense” and any evidence that the applicant has “accepted responsibility, demonstrated remorse, or atoned for their offense(s).” Voluntary participation in substance abuse, other treatment programs, and restorative justice initiatives will also be considered. Id.

G. Frequency of grants

Pardons in the past have been relatively infrequent, but the practice of regular pardoning has been revived by Governor Michelle Lujan Grisham, who signaled a new approach to executive clemency shortly after taking office in 2019 with the issuance of guidelines calling for a “holistic” approach. On June 29, 2020, a full year later, she issued her first 19 pardons, to individuals convicted of less serious offenses more than a decade before. Two subsequent batches of grants brought her total by August 2021 to 50 pardons, some to individuals convicted of violent crimes. Another six in 2022 brought her total to 56, primarily granted to persons convicted of n onviolent offenses.

Former Governor Susana Martinez issued just 3 pardons out of 255 requests in her eight years in office (2011-2019), and denied 75 applications. Former Governor Bill Richardson issued 74 pardons out of 1,051 requests in his eight years in office (2003-2011). (He also restored rights to one individual with a federal conviction, and commuted one prison sentence.) Former Governor Gary Johnson issued 113 pardons out of 1,304 requests in his eight years in office (1995-2003). Sources: Governor’s Office and Jeff Proctor, Former Gov. Martinez stayed stingy with pardons to the end, New Mexico In Depth (Jan. 23, 2019), http://nmindepth.com/2019/01/23/former-gov-martinez-stayed-stingy-with-pardons-to-the-end/.

III. Expungement, sealing & other record relief

In 2019, New Mexico enacted a comprehensive law authorizing expungement (sealing) of most non-conviction records, and of conviction records in all but the most serious violent and sexual crimes. Effective January 1, 2020, the Criminal Record Expungement Act (CREA) authorizes courts to limit public access to all but a limited category of non-conviction records after a one-year waiting period, as long as no charges are pending against the individual. Courts are also authorized to seal the record of most convictions after conviction-free waiting periods ranging from two to ten years, upon a finding that “justice will be served by an order to expunge.” Upon taking effect, New Mexico’s CREA will be one of the broadest record-closing authorities in the Nation. See HB 370, codified at N. M. Stat. § 29-3A-5.

Prior to CREA’s enactment, New Mexico’s courts were authorized to seal records only of juvenile adjudications, of first drug offenses committed under the age of 18, or of crimes committed by victims of human trafficking (all three authorities survive the new law and are described below). 5 Administrative authority to seal non-conviction records, which applies only to records of certain misdemeanors or petty misdemeanors, is repealed by the new law. 6 Section 3 of CREA also repeals an existing authority for courts to seal records in cases involving identity theft, and replaced it with a more efficient authority.

In 2021, the legislature supplemented the 2019 expungement scheme by enacting the Uniform Collateral Consequences of Conviction Act, requiring collection of all mandatory collateral sanctions, providing judicial relief from such collateral consequences as early as sentencing, establishing standards for discretionary disqualification, and giving effect to relief from other states. See Section A below.

A. Uniform Collateral Consequences of Conviction Act

In 2021, New Mexico enacted most of the provisions of the Uniform Collateral Consequences of Conviction Act, supplementing the expungement scheme described in the following section. See 2021 Act 35, SB 183. Section 4 of the Act requires collection of all mandatory collateral sanctions and discretionary disqualification and publication on the internet. Section 5 requires defense counsel to notify their client about collateral consequences and the possible availability of relief in preliminary proceedings and prior to entering into a plea, and the court to confirm that such notice has been given; Section 6 requires the court to give such notice at sentencing, and custodial or supervisory personnel to give notice at the time of release, as well as the contact information for any government agencies and organizations “offering assistance to individuals seeking relief from collateral consequences.” Section 7 requires specific statutory authority for any mandatory collateral sanction, and Section 8 requires an “individualized assessment” and consideration of the “facts and circumstances” of the offense before imposing a discretionary disqualification. Section 9 considers what effect to give to convictions from other jurisdictions, and it gives effect to pardon and other relief from another jurisdictions (except for certain collateral consequences excepted under Section 11 of the Act). Importantly, it gives i ndividuals convicted in other jurisdictions access to the specific “Order of Limited Relief” provided for in Section 10 of the Act. (See III, H. Order of Limited Relief below for more information.)

The law is effective January 1, 2022, but will not affect imposition of a collateral consequence until six months after publication of the consequences provided for in Section 4.

B. Expungement of conviction records

Under § 29-3A-5(A), a “person convicted of a violation of a municipal ordinance, misdemeanor or felony, following the completion of the person’s sentence and the payment of any fines or fees owed to the state for the conviction, may petition the district court in which the person was convicted for an order to expunge arrest records and public records related to that conviction.” Under § 29-3A-5(C)(4), a conviction-free eligibility waiting period of between two and ten years is required, depending on the seriousness of the offense, and all restitution must be paid. Violations of municipal ordinances and all but the most serious misdemeanors must wait two years, while the waiting period for felonies ranges from four to ten years after completion of sentence, during which there can have been no new convictions. Under § 29-3A-5(F), the waiting period “shall be measured from the last date on which a person completed a sentence for a conviction in any jurisdiction.” In other words, the conviction-free waiting period runs from completion of any sentence the individual may be serving. A few felony and misdemeanor offenses are ineligible for relief, including those involving a child, great bodily harm or death, sex, embezzlement, or driving under the influence of alcohol or drugs. § 29-3A-5(G).

Notice of the application must be given to the district attorney and the arresting agency, and the court must hold a hearing. The court “shall issue an order within thirty days of the hearing requiring that all arrest records and public records related to the conviction be expunged” if it finds that no other changes are pending against the petition, that victim restitution has been paid, and that “justice will be served by an order to expunge” after considering the following: